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54 8.2 The Producers
Although the phytoplankton are microscopic in size compared to marine plants and macroalgae like seaweeds and seagrasses, they account for by far the greatest amount of photosynthesis in the oceans; about 95% of all marine primary productivity. Most of the production by phytoplankton comes from three groups, the diatoms, dinoflagellates, and coccolithophores.
Diatoms are single-celled algae consisting of cellular material inside a shell, or test, made of silica, a component of glass. Diatoms are relatively large, reaching up to about 1 mm in diameter, and come in a range of shapes, from circular disks to elongated or triangular forms (Figure 8.2.1). In some species of diatoms individual cells link together into multicellular chains. Diatoms are very efficient producers, with up to 55% of the absorbed sunlight energy incorporated into carbohydrate formation; this is one of the highest photosynthetic efficiencies known. Diatoms are most abundant in coastal and cold, nutrient-rich waters. Where diatoms are bountiful, the underlying sediments are rich in their silica shells, creating siliceous sediment and diatomaceous earth.
Figure 8.2.1 A variety of diatom species from the Southern Ocean, seen under a light microscope (Prof. Gordon T. Taylor, Stony Brook University, [Public domain], via Wikimedia Commons).
Dinoflagellates are another form of single-shelled photosynthetic algae that are generally smaller than diatoms, most with sizes in the 0.015 – 0.04 mm range. Most dinoflagellates have a characteristic pair of flagella (hence the name); small whip-like “tails” that they use for locomotion. Usually there is one flagellum that trails from the body to provide forward movement, and another that encircles the cell to make it spin as it moves. Unlike diatoms, dinoflagellates do not have a mineralized shell. Instead, many are covered by cellulose, which easily decomposes in seawater, so their shells do not really contribute to sediment formation (Figure 8.2.2). While most dinoflagellates undergo photosynthesis, some species will also ingest prey.
Figure 8.2.2 Electron microscope image of several dinoflagellate species. In some of the species, a groove can be seen running around the circumference of the organism; this groove is usually home to one of the flagella (fickleandfreckled, https://www.flickr.com/photos/fickleandfreckled/6939384773, CC-BY 2.0).
A third, much smaller type of phytoplankton includes the coccolithophores, which range from about 5-100 micrometers wide. As with diatoms and dinoflagellates, these are single-celled photosynthetic algae that contribute significantly to oceanic primary production, but their cellular material is encased in a very different kind of shell. The test (shell) is made up of a number of interlocking circular plates composed of calcium carbonate that link together to form a sphere (Figure8.2.3). Coccolithophores are most abundant in warm, open ocean waters, and their sinking tests can lead to calcium carbonate sediments in some parts of the ocean.
Figure 8.2.3 Electron microscope image of the North Atlantic coccolithophore Coccolithus pelagicus (Richard Lampitt, Jeremy Young, The Natural History Museum, London (http://planktonnet.awi.de/) [CC BY 2.5], via Wikimedia Commons).
Recent evidence suggests that another group of organisms, the bacteria, or picoplankton, may be very important primary producers. Although they are very small, on the order of 0.2-2 micrometers long, they can be found in very high concentrations, and may be responsible for up to 70% of all productivity in some parts of the ocean.
Harmful algal blooms
Primary production provides plentiful food resources for ocean consumers, so a high abundance of phytoplankton is a good thing, right? As in many other cases, too much of a good thing can sometimes be dangerous, and an overabundance of dinoflagellates or diatoms can often create serious concerns. These events are referred to as harmful algal blooms, or HABs. HABs can occur for a number of reasons, although a common one is an overabundance of nutrients, which is often due to excessive terrestrial runoff of fertilizers or other nitrogen- and phosphate-containing materials. These conditions lead to an explosion in algal populations that can change the color of the water if the cells are in high enough concentrations. Figure 8.2.4 shows a massive bloom that contained so many dinoflagellate cells that it turned the water reddish-brown, a so-called “red tide.” (It has been suggested that Biblical references to seas being “turned to blood” may have actually been describing red tide events).
Figure 8.2.4 A red tide caused by dinoflagellates near the Scripps Institution of Oceanography Pier, La Jolla California (Alejandro Díaz, Public Domain via Wikimedia Commons).
These massive algal blooms can have some serious consequences. For one, when all of this algae eventually dies off and sinks, their decomposition uses up the dissolved oxygen in the water, leaving anoxic or hypoxic conditions that can lead to the mass die-off of fish and invertebrates. Dinoflagellates and diatoms are also capable of producing toxins themselves. These phytoplankton get eaten by fish, shellfish and other organisms, and in high abundances the toxins become concentrated in the tissues of the consumers. When humans or other higher-level consumers then eat these organisms, the toxins are concentrated enough to cause sickness or even death. For example, some dinoflagellates produce a toxin that causes paralytic shellfish poisoning, which can occur in humans as soon as 30 minutes after eating infected shellfish. This toxin attacks the nervous system, producing symptoms of dizziness, nausea, slurred speech, loss of feeling, and uncoordinated movements, and can ultimately be fatal. Diatoms produce a toxin called domoic acid that causes amnesic shellfish poisoning, leading to memory loss, seizures, and potentially death. Domoic acid poisoning also affects marine animals; it is thought to have been responsible for an event in Capitola, California in 1961 where flocks of seabirds acted crazily, even attacking humans. This event inspired the Alfred Hitchcock movie “The Birds.”
Estuaries are partially enclosed bodies of water where the salt water is diluted by fresh water input from land, creating brackish water with a salinity somewhere between fresh water and normal seawater. Estuaries include many bays, inlets, and sounds, and are often subject to large temperature and salinity variations due to their enclosed nature and smaller size compared to the open ocean.
Estuaries can be classified geologically into four basic categories based on their method of origin. In all cases they are a result of rising sea level over the last 18,000 years, beginning with the end of the last ice age; a period that has seen a rise of about 130 m. The rise in sea level has flooded coastal areas that were previously above water, and prevented the estuaries from being filled in by all of the sediments that have been emptied into them.
The first type is a coastal plain estuary, or drowned river valley. These estuaries are formed as sea level rises and floods an existing river valley, mixing salt and fresh water to create the brackish conditions where the river meets the sea. These types of estuaries are common along the east coast of the United States, including major bodies such as the Chesapeake Bay, Delaware Bay, and Narragansett Bay (Figure 4.6.1). Coastal plain estuaries are usually shallow, and since there is a lot of sediment input from the rivers, there are often a number of depositional features associated with them such as spits and barrier islands.
Figure 4.6.1 A coastal plain estuary. Sea level has risen and flooded what was once a river valley. The satellite image shows Chesapeake Bay and Delaware Bay, two coastal plain estuaries (left: JR, right: NASA, Public Domain via Wikimedia Commons).
The presence of sand bars, spits, and barrier islands can lead to bar-built estuaries, where a barrier is created between the mainland and the ocean. The water that remains inside the sand bar is cut off from complete mixing with the ocean, and receives freshwater input from the mainland, creating estuarine conditions (Figure 4.6.2).
Figure 4.6.2 A bar-built estuary. Sand bars and barrier islands have partially isolated a lagoon from the rest of the ocean. Freshwater input into the lagoon from the mainland creates brackish conditions in the estuary. At right is a satellite image of Pamlico Sound, North Carolina, a bar-built estuary surrounded by spits and barrier islands (left: JR, right: NASA, Public Domain via Wikimedia Commons).
Fjords are estuaries formed in deep, U-shaped basins that were carved out by advancing glaciers. When the glaciers melted and retreated, sea level rose and filled these troughs, creating deep, steep-walled fjords (Figure 4.6.3). Fjords are common in Norway, Alaska, Canada, and New Zealand, where there are mountainous coastlines once covered by glaciers.
Figure 4.6.3 A fjord is a deep estuary that was carved out by glacial movements. At right is Geirangerfjord, Norway (left: JR, right: Fgmedia, [CC-BY-SA-3.0], via Wikimedia Commons).
Tectonic estuaries are the result of tectonic movements, where faulting causes some sections of the crust to subside, and those lower elevation sections then get flooded with seawater. San Francisco Bay is an example of a tectonic estuary (Figure 4.6.4).
Figure 4.6.4 A tectonic estuary, formed from the subsidence of crust along fault lines, and the subsequent filling by seawater. San Francisco Bay is a tectonic estuary, shown at right (left: JR, right: USGS, Public Domain, via Wikimedia Commons).
Estuaries are also classified based on their salinity and mixing patterns. The amount of mixing of fresh and salt water in an estuary depends on the rate at which fresh water enters the head of the estuary from river input, and the amount of seawater that enters the estuary mouth as a result of tidal movements. The input of fresh water is reflected in the flushing time of the estuary. This refers to the time it would take for the in-flowing fresh water to completely replace all the fresh water currently in the estuary. Seawater input is measured by the tidal volume, or tidalprism, which is the average volume of sea water entering and leaving the estuary during each tidal cycle. In other words, it is the volume difference between high and low tides. The interaction between the flushing time, tidal volume, and the shape of the estuary will determine the extent and type of water mixing within the estuary.
In a vertically mixed, or well-mixed estuary there is complete mixing of fresh and salt water from the surface to the bottom. In a particular location the salinity is constant at all depths, but across the estuary the salinity is lowest at the head where the fresh water enters, and is highest at the mouth, where the seawater comes in. This type of salinity profile usually occurs in shallower estuaries, where the shallow depths allow complete mixing from the surface to the bottom.
Figure 4.6.5 A well-mixed estuary. The shallow basin allows nearly complete mixing or fresh and seawater from top to bottom. Salinities are in ppt (JR).
Slightly stratified or partially mixed estuaries have similar salinity profiles to vertically mixed estuaries, where salinity increases from the head to the mouth, but there is also a slight increase in salinity with depth at any point. This usually occurs in deeper estuaries than those that are well-mixed, where waves and currents mix the surface water, but the mixing may not extend all the way to the bottom.
Figure 4.6.6 A slightly-stratified estuary. Generally deeper than a well-mixed estuary, the inflow of seawater (dark blue arrow) and fresh water (light blue arrow) create an estuary where salinity increases with depth, and at the surface when moving from the head to the mouth of the estuary. Salinities are in ppt (JR).
A salt wedge estuary occurs where the outflow of fresh water is strong enough to prevent the denser ocean water to enter through the surface, and where the estuary is deep enough that surface waves and turbulence have little mixing effect on the deeper water. Fresh water flows out along surface, salt water flows in at depth, creating a wedge shaped lens of seawater moving along the bottom. The surface water may remain mostly fresh throughout the estuary if there is no mixing, or it can become brackish depending on the level of mixing that occurs.
Figure 4.6.7 A salt wedge estuary. Strong river outflow (light blue arrows) creates a layer of mostly fresh water that sits on top of a wedge of encroaching seawater along the bottom (dark blue arrow). Salinities are in ppt (JR).
Highly stratified profiles are found in very deep estuaries, such as in fjords. Because of the depth, mixing of fresh and salt water only occurs near the surface, so in the upper layers salinity increases from the head to the mouth, but the deeper water is of standard ocean salinity.
Figure 4.6.8 A highly stratified estuary. Strong river outflow and a deep basin prevent mixing between surface and bottom water, creating an estuary that is vertically stratified. Salinities are represented in ppt (JR).
Estuaries are very important commercially, as they are home to the majority of the world’s metropolitan areas, they serve as ports for industrial activity, and a large percentage of the world's population lives near estuaries. Estuaries are also very important biologically, especially in their role as the breeding grounds for many species of fish, birds, and invertebrates.
Estuaries are partially enclosed bodies of water where the salt water is diluted by fresh water input from land, creating brackish water with a salinity somewhere between fresh water and normal seawater. Estuaries include many bays, inlets, and sounds, and are often subject to large temperature and salinity variations due to their enclosed nature and smaller size compared to the open ocean.
Estuaries can be classified geologically into four basic categories based on their method of origin. In all cases they are a result of rising sea level over the last 18,000 years, beginning with the end of the last ice age; a period that has seen a rise of about 130 m. The rise in sea level has flooded coastal areas that were previously above water, and prevented the estuaries from being filled in by all of the sediments that have been emptied into them.
The first type is a coastal plain estuary, or drowned river valley. These estuaries are formed as sea level rises and floods an existing river valley, mixing salt and fresh water to create the brackish conditions where the river meets the sea. These types of estuaries are common along the east coast of the United States, including major bodies such as the Chesapeake Bay, Delaware Bay, and Narragansett Bay (Figure 4.6.1). Coastal plain estuaries are usually shallow, and since there is a lot of sediment input from the rivers, there are often a number of depositional features associated with them such as spits and barrier islands.
Figure 4.6.1 A coastal plain estuary. Sea level has risen and flooded what was once a river valley. The satellite image shows Chesapeake Bay and Delaware Bay, two coastal plain estuaries (left: JR, right: NASA, Public Domain via Wikimedia Commons).
The presence of sand bars, spits, and barrier islands can lead to bar-built estuaries, where a barrier is created between the mainland and the ocean. The water that remains inside the sand bar is cut off from complete mixing with the ocean, and receives freshwater input from the mainland, creating estuarine conditions (Figure 4.6.2).
Figure 4.6.2 A bar-built estuary. Sand bars and barrier islands have partially isolated a lagoon from the rest of the ocean. Freshwater input into the lagoon from the mainland creates brackish conditions in the estuary. At right is a satellite image of Pamlico Sound, North Carolina, a bar-built estuary surrounded by spits and barrier islands (left: JR, right: NASA, Public Domain via Wikimedia Commons).
Fjords are estuaries formed in deep, U-shaped basins that were carved out by advancing glaciers. When the glaciers melted and retreated, sea level rose and filled these troughs, creating deep, steep-walled fjords (Figure 4.6.3). Fjords are common in Norway, Alaska, Canada, and New Zealand, where there are mountainous coastlines once covered by glaciers.
Figure 4.6.3 A fjord is a deep estuary that was carved out by glacial movements. At right is Geirangerfjord, Norway (left: JR, right: Fgmedia, [CC-BY-SA-3.0], via Wikimedia Commons).
Tectonic estuaries are the result of tectonic movements, where faulting causes some sections of the crust to subside, and those lower elevation sections then get flooded with seawater. San Francisco Bay is an example of a tectonic estuary (Figure 4.6.4).
Figure 4.6.4 A tectonic estuary, formed from the subsidence of crust along fault lines, and the subsequent filling by seawater. San Francisco Bay is a tectonic estuary, shown at right (left: JR, right: USGS, Public Domain, via Wikimedia Commons).
Estuaries are also classified based on their salinity and mixing patterns. The amount of mixing of fresh and salt water in an estuary depends on the rate at which fresh water enters the head of the estuary from river input, and the amount of seawater that enters the estuary mouth as a result of tidal movements. The input of fresh water is reflected in the flushing time of the estuary. This refers to the time it would take for the in-flowing fresh water to completely replace all the fresh water currently in the estuary. Seawater input is measured by the tidal volume, or tidalprism, which is the average volume of sea water entering and leaving the estuary during each tidal cycle. In other words, it is the volume difference between high and low tides. The interaction between the flushing time, tidal volume, and the shape of the estuary will determine the extent and type of water mixing within the estuary.
In a vertically mixed, or well-mixed estuary there is complete mixing of fresh and salt water from the surface to the bottom. In a particular location the salinity is constant at all depths, but across the estuary the salinity is lowest at the head where the fresh water enters, and is highest at the mouth, where the seawater comes in. This type of salinity profile usually occurs in shallower estuaries, where the shallow depths allow complete mixing from the surface to the bottom.
Figure 4.6.5 A well-mixed estuary. The shallow basin allows nearly complete mixing or fresh and seawater from top to bottom. Salinities are in ppt (JR).
Slightly stratified or partially mixed estuaries have similar salinity profiles to vertically mixed estuaries, where salinity increases from the head to the mouth, but there is also a slight increase in salinity with depth at any point. This usually occurs in deeper estuaries than those that are well-mixed, where waves and currents mix the surface water, but the mixing may not extend all the way to the bottom.
Figure 4.6.6 A slightly-stratified estuary. Generally deeper than a well-mixed estuary, the inflow of seawater (dark blue arrow) and fresh water (light blue arrow) create an estuary where salinity increases with depth, and at the surface when moving from the head to the mouth of the estuary. Salinities are in ppt (JR).
A salt wedge estuary occurs where the outflow of fresh water is strong enough to prevent the denser ocean water to enter through the surface, and where the estuary is deep enough that surface waves and turbulence have little mixing effect on the deeper water. Fresh water flows out along surface, salt water flows in at depth, creating a wedge shaped lens of seawater moving along the bottom. The surface water may remain mostly fresh throughout the estuary if there is no mixing, or it can become brackish depending on the level of mixing that occurs.
Figure 4.6.7 A salt wedge estuary. Strong river outflow (light blue arrows) creates a layer of mostly fresh water that sits on top of a wedge of encroaching seawater along the bottom (dark blue arrow). Salinities are in ppt (JR).
Highly stratified profiles are found in very deep estuaries, such as in fjords. Because of the depth, mixing of fresh and salt water only occurs near the surface, so in the upper layers salinity increases from the head to the mouth, but the deeper water is of standard ocean salinity.
Figure 4.6.8 A highly stratified estuary. Strong river outflow and a deep basin prevent mixing between surface and bottom water, creating an estuary that is vertically stratified. Salinities are represented in ppt (JR).
Estuaries are very important commercially, as they are home to the majority of the world’s metropolitan areas, they serve as ports for industrial activity, and a large percentage of the world's population lives near estuaries. Estuaries are also very important biologically, especially in their role as the breeding grounds for many species of fish, birds, and invertebrates.
An earthquake is the shaking caused by the rupture (breaking) and subsequent displacement of rocks (one body of rock moving with respect to another) beneath Earth’s surface.
A body of rock that is under stress becomes deformed. When the rock can no longer withstand the deformation, it breaks and the two sides slide past each other. Because most rock is strong (unlike loose sand, for example), it can withstand a significant amount of deformation without breaking. But every rock has a deformation limit and will rupture (break) once that limit is reached. At that point, in the case of rocks within the crust, the rock breaks and there is displacement along the rupture surface. The magnitude of the earthquake depends on the extent of the area that breaks (the area of the rupture surface) and the average amount of displacement (sliding).
Most earthquakes take place near plate boundaries, but not necessarily right on a boundary, and not necessarily even on a pre-existing fault. The distribution of earthquakes across the globe is shown in Figure 2.8.1. It is relatively easy to see the relationships between earthquakes and the plate boundaries. Along divergent boundaries like the mid-Atlantic ridge and the East Pacific Rise, earthquakes are common, but restricted to a narrow zone close to the ridge, and consistently at less than 30 km depth. Shallow earthquakes are also common along transform faults, such as the San Andreas Fault. Along subduction zones earthquakes are very abundant, and they are increasingly deep on the landward side of the subduction zone.
Figure 2.8.1 Global distribution of earthquakes. Red dots indicate shallow earthquakes (<33 km deep), green and blue indicate deep earthquakes (Steven Earle, "Physical Geology").
Earthquakes are also relatively common at a few intraplate locations. Some are related to the buildup of stress due to continental rifting or the transfer of stress from other regions, and some are not well understood. Examples of intraplate earthquake regions include the Great Rift Valley area of Africa, the Tibet region of China, and the Lake Baikal area of Russia.
Earthquakes at Divergent and Transform Boundaries
Figure 2.8.2 provides a closer look at magnitude (M) 4 and larger earthquakes in an area of divergent boundaries in the mid-Atlantic region near the equator. Here, as we saw in section 3.5, the segments of the mid-Atlantic ridge are offset by some long transform faults. Most of the earthquakes are located along the transform faults, rather than along the spreading segments, although there are clusters of earthquakes at some of the ridge-transform boundaries. Some earthquakes do occur on spreading ridges, but they tend to be small and infrequent because of the relatively high rock temperatures in the areas where spreading is taking place. Earthquakes along divergent and transform boundaries tend to be shallow, as the crust is not very thick.
Figure 2.8.2 Earthquake activity along the mid Atlantic ridge (Steven Earle, "Physical Geology").
Earthquakes at Convergent Boundaries
The distribution and depths of earthquakes in the North Pacific are shown in Figure 2.8.3. In this region, the Pacific Plate is subducting beneath the North America Plate, creating the Aleutian Trench and the Aleutian Islands. Shallow earthquakes are common along the trench, but there is also significant earthquake activity extending down several hundred kilometers, as the subducting plate continues to interact at depth with the overriding plate. The earthquakes get deeper with distance from the trench; note in the left panel in Figure 2.8.3 that as you move along the transect from point a to point b, there is a trend of increasing earthquake depth. This reveals that it is the Pacific Plate that is moving northwards and being subducted.
Figure 2.8.3 Earthquake activity along a convergent boundary at the Aleutian Islands. Red dots indicate shallow earthquakes, green and blue indicate deeper earthquakes (Steven Earle, "Physical Geology").
The distribution of earthquakes in the area of the India-Eurasia plate boundary is shown in Figure 2.8.4. This is a continent-continent convergent boundary, and it is generally assumed that although the India Plate continues to move north toward the Asia Plate, there is no actual subduction taking place. There are transform faults on either side of the India Plate in this area.
Figure 2.8.4 The distribution of earthquakes in the area of the India-Eurasia plate boundary (Steven Earle, "Physical Geology").
The entire northern India and southern Asia region is very seismically active. Earthquakes are common in northern India, Nepal, Bhutan, Bangladesh and adjacent parts of China, and throughout Pakistan and Afghanistan. Many of the earthquakes are related to the transform faults on either side of the India Plate, and most of the others are related to the significant tectonic squeezing caused by the continued convergence of the India and Asia Plates. That squeezing has caused the Asia Plate to be thrust over top of the India Plate, building the Himalayas and the Tibet Plateau to enormous heights.
Modified from "Physical Geology" by Steven Earle used under a CC-BY 4.0 international license. Download this book for free at http://open.bccampus.ca
Oxygen and carbon dioxide are involved in the same biological processes in the ocean, but in opposite ways; photosynthesis consumes CO2 and produces O2, while respiration and decomposition consume O2 and produce CO2. Therefore it should not be surprising that oceanic CO2 profiles are essentially the opposite of dissolved oxygen profiles (Figure 5.5.1). At the surface, photosynthesis consumes CO2 so CO2 levels remain relatively low. In addition, organisms that utilize carbonate in their shells are common near the surface, further reducing the amount of dissolved CO2.
In deeper water, CO2 concentration increases as respiration exceeds photosynthesis, and decomposition of organic matter adds additional CO2 to the water. As with oxygen, there is often more CO2 at depth because cold bottom water holds more dissolved gases, and high pressures increase solubility. Deep water in the Pacific contains more CO2 than the Atlantic as the Pacific water is older and has accumulated more CO2 from the respiration of benthic organisms.
Figure 5.5.1 Representative carbon dioxide profiles for the Pacific and Atlantic oceans (PW).
But the behavior of carbon dioxide in the ocean is more complex than the figure above would suggest. When CO2 gas dissolves in the ocean, it interacts with the water to produce a number of different compounds according to the reaction below:
CO2 + H2O ↔ H2CO3 ↔ H+ + HCO3- ↔ 2H+ + CO32-
CO2 reacts with water to produce carbonic acid (H2CO3), which then dissociates into bicarbonate (HCO3-) and hydrogen ions (H+). The bicarbonate ions can further dissociate into carbonate (CO32-) and additional hydrogen ions (Figure 5.5.2).
Figure 5.5.2 The fate of dissolved carbon dioxide in the oceans. Most of the carbon ends up in the form of bicarbonate (PW).
Most of the CO2 dissolving or produced in the ocean is quickly converted to bicarbonate. Bicarbonate accounts for about 92% of the CO2 dissolved in the ocean, and carbonate represents around 7%, so only about 1% remains as CO2, and little gets absorbed back into the air. The rapid conversion of CO2 into other forms prevents it from reaching equilibrium with the atmosphere, and in this way, water can hold 50-60 times as much CO2 and its derivatives as the air.
CO2 and pH
The equation above also illustrates carbon dioxide's role as a buffer, regulating the pH of the ocean. Recall that pH reflects the acidity or basicity of a solution. The pH scale runs from 0-14, with 0 indicating a very strong acid, and 14 representing highly basic conditions. A solution with a pH of 7 is considered neutral, as is the case for pure water. The pH value is calculated as the negative logarithm of the hydrogen ion concentration according to the equation:
pH = -log10[H+]
Therefore, a high concentration of H+ ions leads to a low pH and acidic condition, while a low H+ concentration indicates a high pH and basic conditions. It should also be noted that pH is described on a logarithmic scale, so every one point change on the pH scale actually represents an order of magnitude (10 x) change in solution strength. So a pH of 6 is 10 times more acidic than a pH of 7, and a pH of 5 is 100 times (10 x 10) more acidic than a pH of 7.
Carbon dioxide and the other carbon compounds listed above play an important role in buffering the pH of the ocean. Currently, the average pH for the global ocean is about 8.1, meaning seawater is slightly basic. Because most of the inorganic carbon dissolved in the ocean exists in the form of bicarbonate, bicarbonate can respond to disturbances in pH by releasing or incorporating hydrogen ions into the various carbon compounds. If pH rises (low [H+]), bicarbonate may dissociate into carbonate, and release more H+ ions, thus lowering pH. Conversely, if pH gets too low (high [H+]), bicarbonate and carbonate may incorporate some of those H+ ions and produce bicarbonate, carbonic acid, or CO2 to remove H+ ions and raise the pH. By shuttling H+ ions back and forth between the various compounds in this equation, the pH of the ocean is regulated and conditions remain favorable for life.
CO2 and Ocean Acidification
In recent years there has been rising concern about the phenomenon of ocean acidification. As described in the processes above, the addition of CO2 to seawater lowers the pH of the water. As anthropogenic sources of atmospheric CO2 have increased since the Industrial Revolution, the oceans have been absorbing an increasing amount of CO2, and researchers have documented a decline in ocean pH from about 8.2 to 8.1 in the last century. This may not appear to be much of a change, but remember that since pH is on a logarithmic scale, this decline represents a 30% increase in acidity. It should be noted that even at a pH of 8.1 the ocean is not actually acidic; the term "acidification" refers to the fact that the pH is becoming lower, i.e. the water is moving towards more acidic conditions.
Figure 5.5.3 presents data from observation stations in and around the Hawaiian Islands. As atmospheric levels of CO2 have increased, the CO2 content of the ocean water has also increased, leading to a reduction in seawater pH. Some models suggest that at the current rate of CO2 addition to the atmosphere, by 2100 ocean pH may be further reduced to around 7.8, which would represent more than a 120% increase in ocean acidity since the Industrial Revolution.
Figure 5.5.3 Changes in atmospheric CO2 (red), seawater CO2 (green) and pH (blue) in the Hawaiian Islands (NOAA PMEL).
Why is this important? Declining pH can impact many biological systems. Of particular concern are organisms that secrete calcium carbonate shells or skeletons, such as corals, shellfish, and may planktonic organisms. At lower pH levels, calcium carbonate dissolves, eroding the shells and skeletons of these organisms (Figure 5.5.4).
Figure 5.5.5 The results of an experiment placing the calcium carbonate shells of pterapods in seawater with a pH of 7.8, the projected ocean pH for the year 2100 under current rates of acidification. The top row shows the shells before the experiment, and the bottom row shows the dissolution of the shells after 45 days of exposure (NOAA).
Not only does a declining pH lead to increased rates of dissolution of calcium carbonate, it also diminishes the amount of free carbonate ions in the water. The relative proportions of the different carbon compounds in seawater is dependent on pH (Figure 5.5.6). As pH declines, the amount of carbonate declines, so there is less available for organisms to incorporate into their shells and skeletons. So ocean acidification both dissolves existing shells and makes it harder for shell formation to occur.
Figure 5.5.6 Proportions of carbon compounds in the ocean at various pH levels. As the ocean pH declines, the proportion of carbonate ions also declines, reducing rates of shell formation (NOAA).
Divergent boundaries are spreading boundaries, where new oceanic crust is created to fill in the space as the plates move apart. Most divergent boundaries are located along mid-ocean oceanic ridges (although some are on land). The mid-ocean ridge system is a giant undersea mountain range, and is the largest geological feature on Earth; at 65,000 km long and about 1000 km wide, it covers 23% of Earth’s surface (Figure 2.5.1). Because the new crust formed at the plate boundary is warmer than the surrounding crust, it has a lower density so it sits higher on the mantle, creating the mountain chain. Running down the middle of the mid-ocean ridge is a rift valley 25-50 km wide and 1 km deep. Although oceanic spreading ridges appear to be curved features on Earth’s surface, in fact the ridges are composed of a series of straight-line segments, offset at intervals by faults perpendicular to the ridge, called transform faults. These transform faults make the mid-ocean ridge system look like a giant zipper on the seafloor (Figure 2.5.2). As we will see in section 3.7, movements along transform faults between two adjacent ridge segments are responsible for many earthquakes.
Figure 2.5.1 Ocean floor topography. The mid-ocean ridge system can be seen as the light blue chain of mountains running throughout the oceans (http://www.ngdc.noaa.gov/mgg/image/mggd.gif).Figure 2.5.2 Closeup of the mid-Atlantic ridge system, showing transform faults perpendicular to the ridge axis. Arrows indicate the direction of plate motion on either side of the fault (USGS, Public domain, via Wikimedia Commons).
The crustal material created at a spreading boundary is always oceanic in character; in other words, it is igneous rock (e.g., basalt or gabbro, rich in ferromagnesian minerals), forming from magma derived from partial melting of the mantle caused by decompression as hot mantle rock from depth is moved toward the surface (Figure 2.5.3). The triangular zone of partial melting near the ridge crest is approximately 60 km thick and the proportion of magma is about 10% of the rock volume, thus producing crust that is about 6 km thick. This magma oozes out onto the seafloor to form pillow basalts, breccias (fragmented basaltic rock), and flows, interbedded in some cases with limestone or chert. Over time, the igneous rock of the oceanic crust gets covered with layers of sediment, which eventually become sedimentary rock.
Figure 2.5.3 Mechanism for divergent plate boundaries. The region in the outlined rectangle represent the mid-ocean ridge (Steven Earle, "Physical Geology").
Spreading is hypothesized to start within a continental area with up-warping or doming of crust related to an underlying mantle plume or series of mantle plumes. The buoyancy of the mantle plume material creates a dome within the crust, causing it to fracture. When a series of mantle plumes exists beneath a large continent, the resulting rifts may align and lead to the formation of a rift valley (such as the present-day Great Rift Valley in eastern Africa). It is suggested that this type of valley eventually develops into a linear sea (such as the present-day Red Sea), and finally into an ocean (such as the Atlantic). It is likely that as many as 20 mantle plumes, many of which still exist, were responsible for the initiation of the rifting of Pangaea along what is now the mid-Atlantic ridge.
There are multiple lines of evidence demonstrating that new oceanic crust is forming at these seafloor spreading centers:
1. Age of the crust:
Comparing the ages of the oceanic crust near a mid-ocean ridge shows that the crust is youngest right at the spreading center, and gets progressively older as you move away from the divergent boundary in either direction, aging approximately 1 million years for every 20-40 km from the ridge. Furthermore, the pattern of crust age is fairly symmetrical on either side of the ridge (Figure 2.5.4).
The oldest oceanic crust is around 280 Ma in the eastern Mediterranean, and the oldest parts of the open ocean are around 180 Ma on either side of the north Atlantic. It may be surprising, considering that parts of the continental crust are close to 4,000 Ma old, that the oldest seafloor is less than 300 Ma. Of course, the reason for this is that all seafloor older than that has been either subducted (see section 3.6) or pushed up to become part of the continental crust. As one would expect, the oceanic crust is very young near the spreading ridges (Figure 2.5.4), and there are obvious differences in the rate of sea-floor spreading along different ridges. The ridges in the Pacific and southeastern Indian Oceans have wide age bands, indicating rapid spreading (approaching 10 cm/year on each side in some areas), while those in the Atlantic and western Indian Oceans are spreading much more slowly (less than 2 cm/year on each side in some areas).
2. Sediment thickness:
With the development of seismic reflection sounding (similar to echo sounding described in section 1.4) it became possible to see through the seafloor sediments and map the bedrock topography and crustal thickness. Hence sediment thicknesses could be mapped, and it was soon discovered that although the sediments were up to several thousands of meters thick near the continents, they were relatively thin — or even non-existent — in the ocean ridge areas (Figure 2.5.5). This makes sense when combined with the data on the age of the oceanic crust; the farther from the spreading center the older the crust, the longer it has had to accumulate sediment, and the thicker the sediment layer. Additionally, the bottom layers of sediment are older the farther you get from the ridge, indicating that they were deposited on the crust long ago when the crust was first formed at the ridge.
Figure 2.5.5 Seafloor sediment thickness (Modified from https://www.ngdc.noaa.gov/mgg/sedthick/).
3. Heat flow:
Measurements of rates of heat flow through the ocean floor revealed that the rates are higher than average (about 8x higher) along the ridges, and lower than average in the trench areas (about 1/20th of the average). The areas of high heat flow are correlated with upward convection of hot mantle material as new crust is formed, and the areas of low heat flow are correlated with downward convection at subduction zones.
4. Magnetic reversals:
In section 2.2 we saw that rocks could retain magnetic information that they acquired when they were formed. However, Earth's magnetic field is not stable over geological time. For reasons that are not completely understood, the magnetic field decays periodically and then becomes re-established. When it does re-establish, it may be oriented the way it was before the decay, or it may be oriented with the reversed polarity. During periods of reversed polarity, a compass would point south instead of north. Over the past 250 Ma, there have a few hundred magnetic field reversals, and their timing has been anything but regular. The shortest ones that geologists have been able to define lasted only a few thousand years, and the longest one was more than 30 million years, during the Cretaceous (Figure 2.5.6). The present “normal” event has persisted for about 780,000 years.
Figure 2.5.6 Magnetic field reversal chronology for the past 170 Ma (Steven Earle after: http://upload.wikimedia.org/wikipedia/en/c/c0/Geomagnetic_polarity_0-169_Ma.svg).Figure 2.5.7 Pattern of magnetic anomalies in oceanic crust in the Pacific northwest (Steven Earle, "Physical Geology").
Beginning in the 1950s, scientists started using magnetometer readings when studying ocean floor topography. The first comprehensive magnetic data set was compiled in 1958 for an area off the coast of British Columbia and Washington State. This survey revealed a mysterious pattern of alternating stripes of low and high magnetic intensity in sea-floor rocks (Figure 2.5.7). Subsequent studies elsewhere in the ocean also observed these magnetic anomalies, and most importantly, the fact that the magnetic patterns are symmetrical with respect to ocean ridges. In the 1960s, in what would become known as the Vine-Matthews-Morley (VMM) hypothesis, it was proposed that the patterns associated with ridges were related to the magnetic reversals, and that oceanic crust created from cooling basalt during a normal event would have polarity aligned with the present magnetic field, and thus would produce a positive anomaly (a black stripe on the sea-floor magnetic map), whereas oceanic crust created during a reversed event would have polarity opposite to the present field and thus would produce a negative magnetic anomaly (a white stripe). The widths of the anomalies varied according to the spreading rates characteristic of the different ridges. This process is illustrated in Figure 2.5.8. New crust is formed (panel a) and takes on the existing normal magnetic polarity. Over time, as the plates continue to diverge, the magnetic polarity reverses, and new crust formed at the ridge now takes on the reversed polarity (white stripes in Figure 2.5.8). In panel b, the poles have reverted to normal, so once again the new crust shows normal polarity before moving away from the ridge. Eventually, this creates a series of parallel, alternating bands of reversals, symmetrical around the spreading center (panel c).
Figure 2.5.8 Formation of alternating patterns of magnetic polarity along a mid-ocean ridge (Steven Earle, "Physical Geology").
Modified from "Physical Geology" by Steven Earle used under a CC-BY 4.0 international license. Download this book for free at http://open.bccampus.ca
All of the salts and ions that dissolve in seawater contribute to its overall salinity. Salinity of seawater is usually expressed as the grams of salt per kilogram (1000 g) of seawater. On average, about 35 g of salt is present in each 1 kg of seawater, so we say that the average salinity of the ocean salinity is 35 parts per thousand (ppt). Note that 35 ppt is equivalent to 3.5% (parts per hundred). Some sources now use practical salinity units (PSU) to express salinity values, where 1 PSU = 1 ppt. The units are not included, so we can refer simply to a salinity of 35.
Many different substances are dissolved in the ocean, but six ions comprise about 99.4% of all the dissolved ions in seawater. These six major ions are (Table 5.3.1):
Table 5.3.1 The six major ions in seawater
g/kg in seawater
% of ions by weight
Chloride Cl-
19.35
55.07%
Sodium Na+
10.76
30.6%
Sulfate SO42-
2.71
7.72%
Magnesium Mg2+
1.29
3.68%
Calcium Ca2+
0.41
1.17%
Potassium K+
0.39
1.1%
99.36%
Figure 5.3.1 The relative proportions of ions in seawater. (By derivative work: Tcncv (talk) Sea_salt-e_hg.svg: Hannes Grobe, Alfred Wegener Institute for Polar and Marine Research, Bremerhaven, Germany; SVG version by Stefan Majewsky (Sea_salt-e_hg.svg) [CC BY-SA 2.5], via Wikimedia Commons)
Chloride and sodium, the components of table salt (sodium chloride NaCl), make up over 85% of the ions in the ocean, which is why seawater tastes salty (Figure 5.3.1). In addition to the major constituents, there are numerous minor constituents; radionucleotides, organic compounds, metals etc. These minor constituents are found in concentrations of ppm (parts per million) or ppb (parts per billion), unlike the major ions that are far more abundant (ppt) (Table 5.3.2). To put this into perspective, 1 ppm = 1 mg/kg, or the equivalent of 1 teaspoon of sugar dissolved in 14,000 cans of soda. 1 ppb = 1 μg/kg, or the equivalent of 1 teaspoon of a substance dissolved in five Olympic-sized swimming pools! These minor constituents represent numerous substances, but together they make up less than 1% of the ions in the seawater. Some of these may be important as minerals and trace elements vital to living organisms, but they don’t have much impact on the overall salinity. But given the vast size of the oceans, even materials found in trace abundance can represent fairly large reservoirs. For example gold is a trace element in seawater, found in concentrations of parts per trillion, yet if you could extract all of the gold in just one km3 of seawater, it would be worth about $20 million!
Table 5.3.2 Concentrations of some minor elements in seawater
g/kg in seawater
g/kg in seawater
Carbon
0.028
Iron
2 x 10-6
Nitrogen
0.0115
Manganese
2 x 10-7
Oxygen
0.006
Copper
1 x 10-7
Silicon
0.002
Mercury
3 x 10-8
Phosphorous
6 x 10-5
Gold
4 x 10-9
Uranium
3.2 x 10-6
Lead
5 x 10-10
Aluminum
2 x 10-6
Radon
6 x 10-19
Because the six major ions in seawater comprise over 99% of the total salinity, changes in abundance of the minor constituents have little effect on overall salinity. Furthermore, the rule of constant proportions states that even though the absolute salinity of ocean water might differ in different places, the relative proportions of the six major ions within that water are always constant. For example, no matter the total salinity of a seawater sample, 55% of the total salinity will be due to chloride, 30% due to sodium, and so on. Since the proportion of these major ions does not change, we call these conservative ions.
Given these constant proportions, in order to calculate total salinity you can simply measure the concentration of just one of the major ions and use that value to calculate the rest. Traditionally chloride has been the ion measured because it is the most abundant, and thus the simplest to measure accurately. Multiplying the concentration of chloride by 1.8 gives the total salinity. For example, looking at Figure 5.3.1, 19.25 g/kg (ppt) chloride x 1.8 = 35 ppt. Today, for rapid measurements of salinity, electrical conductivity is often used rather than determining chloride concentrations (see box below).
Measuring salinity
There are a number of methods available for measuring the salinity of water. The most precise measurements utilize direct chemical analysis of the seawater in a lab setting, but there are a number of ways to get immediate salinity measurements in the field. For a quick estimate of salinity, a hand-held refractometer can be used (right).
Handheld refractometer (Photo by CEphoto, Uwe Aranas / CC-BY-SA-3.0 via Wikimedia Commons)
This instrument measures the degree of bending, or refraction, of light rays as they pass through a fluid. The greater the amount of dissolved salts in the sample, the greater the degree of light refraction. The observer traps a drop of water on the blue screen, and looks through the eyepiece. The dividing line between the blue and white sections of the scale (inset) can be used to read the salinity.
For more accurate measurements, most oceanographers use an instrument that measures electrical conductivity. An electrical current is passed between two electrodes immersed in water, and the higher the salinity, the more readily the current will be conducted (the ions in seawater conduct electrical currents). Conductivity probes are often bundled into an instrument called a CTD, which stands for Conductivity, Temperature, and Depth, which are the most commonly-measured parameters. Modern CTDs can be outfitted with an array of probes measuring parameters like light, turbidity (water clarity), dissolved gases etc. CTDs can be large instruments (below), but small hand-held salinity probes are also widely available.
For large-scale salinity measurements, oceanographers can use satellites, such as the Aquarius satellite, which was able to measure surface salinity differences as small as 0.2 PSU as it mapped the ocean surface every seven days (below).
(NASA, Public Domain)
It is important to be aware that while the rule of constant proportions applies to most of the ocean, there may be certain coastal areas where lots of river discharge may alter these proportions slightly. Furthermore, it is important to remember that the rule of constant proportions only applies to the major ions. The proportions of the minor ions may fluctuate, but remember that they make a very minor contribution to overall salinity. Because the concentrations of the minor ions are not constant, these are referred to as non-conservative ions.
Why are the major ions found in constant proportions? There is constant input of ions from river runoff and other processes, usually in very different proportions from what is found in the ocean. So why don’t the proportions in the oceans change? Most of the ions discharged by rivers have fairly low residence times (see section 5.2) compared to ions in seawater, usually because they are used in biological processes. These low residence times do not allow the ions to accumulate and alter salinity. Also, the mixing time of the world ocean is around 1000 years, which is very short compared to the residence times of the major ions, which may be tens of millions of years long. So during the residence time of a single ion the ocean has mixed numerous times, and the major ions have become evenly distributed throughout the ocean.
Variations in Salinity
Total salinity in the open ocean averages 33-37 ppt, but it can vary significantly in different locations. But since the major ion proportions are constant, the regional salinity differences must be due more to water input and removal rather than the addition or removal of ions. Fresh water input comes through processes like precipitation, runoff from land, and melting ice. Fresh water removal primarily comes from evaporation and freezing (when seawater freezes, the resulting ice is mostly fresh water and the salts are excluded, making the remaining water even saltier). So differences in rates of precipitation, evaporation, river discharge, and ice formation play a significant role in regional salinity variations. For example, the Baltic Sea has a very low surface salinity of around 10 ppt, because it is a mostly enclosed body of water with lots of river input. Conversely, the Red Sea is very salty (around 40 ppt), due to the lack of precipitation and the hot environment which leads to high levels of evaporation.
One of the saltiest large bodies of water on Earth is the Dead Sea, between Israel and Jordan. Salinity in the Dead Sea is around 330 ppt, which is almost ten times saltier than the ocean. This extremely high salinity is a result of the hot, arid conditions in the Middle East that lead to high rates of evaporation. In addition, in the 1950s the flow from the Jordan River was diverted away from the Dead Sea, so there is no longer significant fresh water input. With no input and high evaporation, the water level in the Dead Sea is receding at a rate of about 1 m per year. The high salinity makes the water very dense, which creates buoyant forces that allow people to easily float at the surface. But the high salinity also means that the water is too salty for most living organisms, so only microbes are able to call it home; hence the name the Dead Sea. But as salty as the Dead Sea may be, it is not the saltiest body of water on Earth. That distinction currently belongs to Gaet’ale Pond in Ethiopia, with a salinity of 433 ppt!
Latitudinal Variations
While local conditions are important for determining salinity patterns in any single location, there are some global patterns that bear further investigation. Temperature is highest at the equator, and lowest near the poles, so we would expect higher rates of evaporation, and therefore higher salinity, in equatorial regions (Figure 5.3.2). This is generally the case, but in the figure below salinity right along the equator seems to be a little lower than at slightly higher latitudes. This is because equatorial regions also get a high volume of rain on a regular basis, which dilutes the surface water along the equator. So the higher salinities are found at subtropical, warm latitudes with high evaporation and less precipitation. At the poles there is little evaporation, which, coupled with ice and snow melting, produces a relatively low surface salinity. The image below shows high salinity in the Mediterranean Sea; this is located in a warm region with high evaporation, and the sea is largely isolated from mixing with the rest of the North Atlantic water, leading to high salinity. Lower salinities, such as those around southeast Asia, are the result of precipitation and high volumes of river input.
Figure 5.3.2 Annual mean global sea surface salinity (Data from World Ocean Atlas 2009. By Plumbago - Own work, [CC BY-SA 3.0], via Wikimedia Commons).
Figure 5.3.3 shows the mean global differences between evaporation and precipitation (evaporation - precipitation). Green colors represent areas where precipitation exceeds evaporation, while brown regions are where evaporation is greater than precipitations. Note the correlation between precipitation, evaporation, and surface salinity as seen in Figure 5.3.2.
Figure 5.3.3 Annual mean global differences in evaporation and precipitation (J.Fasullo. National Center for Atmospheric Research Staff (Eds). "The Climate Data Guide: ERA-Interim: derived components." Retrieved from https://climatedataguide.ucar.edu/climate-data/era-interim-derived-components).
Vertical Variation
In addition to geographical variation in salinity, there are also changes in salinity with depth. As we have seen, most differences in salinity are due to variations in evaporation, precipitation, runoff, and ice cover. All of these process occur at the ocean surface, not at depth, so the most pronounced differences in salinity should be found in surface waters. Salinity in deeper water remains relatively uniform, as it is unaffected by these surface processes. Some representative salinity profiles are shown in Figure 5.3.4. At the surface, the top 200 m or so show relatively uniform salinity in what is called the mixed layer. Winds, waves, and surface currents stir up the surface water, causing a great deal of mixing in this layer and fairly uniform salinity conditions. Below the mixed layer is an area of rapid salinity change over a small change in depth. This zone of rapid change is called the halocline, and it represents a transition between the mixed layer and the deep ocean. Below the halocline, salinity may show little variation down to the seafloor, as this region is far removed from the surface processes that impact salinity. In the figure below, note the low surface salinity at high latitudes, and higher surface salinity at low latitudes as discussed above. Yet despite the surface differences, salinity at depth in both locations may be very similar.
Figure 5.3.4 Salinity profiles from two hypothetical sites in the open ocean, one from high latitude and one from low latitude (PW).
Let's begin by looking at a few basic facts about the oceans. We often think of Earth in terms of its land area, but in reality 71% of the Earth's surface is covered by oceans, while only 29% is land. Oceans cover an area of 139 million miles2 or 361 million km2, and contain a volume of about 1.37 billion km3 of water. All of this water is not distributed equally over the Earth; 61% of the Northern Hemisphere is covered by oceans, while in the Southern Hemisphere the oceans cover 81% of the surface area (Figure 1.1.1).
Figure 1.1.1 Ocean cover in the Northern (left) and Southern (right) Hemispheres.
Various sources differ in the number of recognized ocean basins. Historically the major oceans were recognized as the Pacific, Atlantic, Indian, and Arctic Oceans. More recently, the Southern Ocean has been recognized as fifth named ocean, comprising all of the water from the coast of Antarctica to 60o S (Figure 1.1.2). In 2000 these boundaries were submitted to the International Hydrographic Organization for official recognition, but several countries do not recognize it as a separate ocean, but rather as the southern extension of the other major oceans. The Southern Ocean has its own unique characteristics, so for the purposes of this book we will include it as a separate ocean.
The oceans account for vast amounts of water, containing 97% of the water on Earth's surface, with over half of the water in the Pacific alone (Table 1.1.1).
Table 1.1.1 Percentage of Earth's water in various locations
Pacific
52%
Atlantic
25%
Indian
20%
Ice
2%
Ground water
0.6%
Atmosphere, lakes & rivers
0.01%
The average depth of the world ocean is about 3800m (12,500 ft), which is about four times deeper than the average land elevation is high (840m or 2800 ft). In fact Mt. Everest, the highest point on land, is 8848m (29,028 ft) high, while the deepest part of the ocean, the Challenger Deep of the Marianas Trench is approximately 10,920m (36,200 ft) deep. So you could submerge Mt. Everest in the Marianas Trench and it would still be covered by over 2 km of water! Because there is so much more water on Earth than there is land, if you could smooth out the land elevation the entire Earth would still be covered by water about 2700 m deep.
Of the major ocean basins, the Pacific is the largest (almost as large as all of the others combined), and is the deepest (Table 1.1.2).
Table 1.1.2 Area and depth of the major oceans
Area (million km2)
Average depth (m)
Pacific
166
4282
Atlantic
87
3926
Indian
73
3963
Arctic
14
1205
Southern
20
4000
Watch the video below for some perspective on the size and depth of the oceans.
Our modern understanding of tide formation stems from Isaac Newton'sLaw of Universal Gravitation, which states that any two objects have a gravitational attraction to each other. The magnitude of the force is proportional to the masses of the objects, and inversely proportional to the square of the distance between the objects, according to the equation in Figure 3.5.1.
Figure 3.5.1 Newton's Law of Universal Gravitation. The gravitational force between two objects (F) is calculated as the product of the two masses (m1 and m2) divided by the distance between them (r) squared. G is the universal gravitational constant; 6.67408 × 10-11 m3 kg-1 s-2 (By I, Dennis Nilsson [CC BY 3.0], via Wikimedia Commons).
In the case of tides, there are a few other factors that modify this equation so that the distance (r) is cubed rather than squared, giving distance an even greater impact on tidal forces. But for our purposes, the important lesson is that the greater the masses of the objects, the greater the gravitational force, and the farther the objects are from each other, the weaker the force.
Such a gravitational force exists between the Earth and moon, attempting to pull them towards each other. Since the water covering Earth is fluid (unlike the solid land that is more resistant to tidal forces), this gravitational force pulls water towards the moon, creating a "bulge" of water on the side of the Earth facing the moon (Figure 3.5.2). This bulge always faces the moon, while the Earth rotates through it; the regions of Earth moving through the bulge experience a high tide, while those parts of the Earth away from the bulge experience a low tide.
Figure 3.5.2 Gravitational forces between the Earth and moon cause a bulge of water to appear on the side of the Earth facing the moon (PW).
If the tides were this simple, everywhere on Earth would see one high tide per day, as there would only be a bulge of water on the side closest to the moon. However, if you have ever looked at tide charts, or lived near the ocean, you probably know that in most places there are two high tides and two low tides per day. Where is this second high tide "bulge" coming from?
The gravitational force between the Earth and moon might be expected to draw the two objects closer together, however, this is not happening. This is because the inward gravitational force is opposed by outward forces that keep the Earth and moon apart. The outward force is an intertial force created by the rotation of the Earth and moon. Contrary to popular belief, the moon is not simply rotating around the Earth; in fact, the Earth and moon are both rotating around each other. Imagine the Earth and moon as equal-sized objects revolving around a point at their center of mass. If both objects had the same mass, the center of rotation would be a point equidistant between the two objects. But since the mass of the Earth is 82 times greater than the mass of the moon, the center of revolution must be closer to the Earth. As an analogy, think about two people on a see-saw. If the people are of roughly equal size, they can sit on either end of the see-saw at it will rotate around a point at equal distance between them. But if the two people have very different masses, such as a large adult and a small child, the larger person must move closer to the pivot point for the see-saw to rotate effectively. In the same way, the center of rotation between the Earth and the moon (the barycenter) must be located closer to the Earth. In fact, the center of rotation lies within the Earth, about 1600 km below the surface. As the Earth and moon rotate around the barycenter, the moon travels much farther than the Earth, giving the impression that the moon is rotating around Earth (Figure 3.5.3).
Figure 3.5.3 Rotation of the Earth and moon around the barycenter (white dot). Because of its larger mass, the center of rotation lies closer to the Earth than to the moon (By Modalanalytiker (Own work) [CC BY-SA 3.0 or GFDL (http://www.gnu.org/copyleft/fdl.html)], via Wikimedia Commons).
The rotation of the Earth-moon system creates an outward inertial force, which balances the gravitational force to keep the two bodies in their orbits. The inertial force has the same magnitude everywhere on Earth, and is always directed away from the moon. Gravitational force, on the other hand, is always directed towards the moon, and is stronger on the side of the Earth closest to the moon. Figure 3.5.4 describes how these forces combine to create the tidal forces. At point O in the center of the Earth, the gravitational force (Fg) and the inertial force (Fr) are equal, and cancel each other out. On the side of Earth closest to the moon, the inward gravitational force (Fg) is greater than the outward inertial force (Fr); the net resulting force (A) is directed towards the moon, and creates a bulge of water on the side facing the moon. On the side of Earth opposite the moon, the outward inertial force is greater than the inward gravitational force; the net resulting force (C) is directed away from the moon, creating a water bulge directed away from the moon.
Now, as the Earth rotates through a 24 hour day, each region passes through two bulges, and experiences two high tides and two low tides per day. This represents Newton's Equilibrium Theory of Tides, where there are two high tides and two low tides per day, of similar heights, each six hours apart. But as with everything else in oceanography, reality is much more complex than this idealized situation.
Figure 3.5.4 Gravitational force (Fg) are strongest closer to the moon and weaker opposite the moon. Inertial forces (Fr) are equal throughout the Earth and directed away from the moon. The tidal forces A and C are the result of the interaction between Fg and Fr and create water bulges on both sides of the Earth, leading to two high tides per day (Vitold Muratov (Own work) [CC BY-SA 3.0], via Wikimedia Commons).
Some of the additional complexity is because in addition to the moon, the sun also exerts tide-affecting forces on Earth. The solar gravitational and inertial forces arise for the same reasons described above for the moon, but the magnitudes of the forces are different. The sun is 27 million times more massive than the moon, but it is 387 times farther away from the Earth. Despite its larger mass, because the sun is so much farther away than the moon, the sun's gravitational forces are only about half as strong as the moon's (remember that distance is cubed in the gravity equation). The sun thus creates its own, smaller water bulges, independent of the moon's, that contribute to the creation of tides.
When the sun, Earth and moon are aligned, as occurs during new and full moons, the solar and lunar bulges are also aligned, and add to each other (constructive interference; see section 4.2) creating an especially high tidal range; high high tides and low low tides (Figure 3.5.5). This period of maximum tidal range is called a spring tide, and they occur every two weeks.
Figure 3.5.5 Spring tides with high tidal ranges occur when the solar and lunar tides are added together during full and new moons when the Earth, sun and moon are aligned (PW).
When the sun, Earth and moon are at 90o to each other, the solar and lunar bulges are out of phase, and cancel each other out (destructive interference). Now the tidal range is small, with low high tides and high low tides (Figure 3.5.6). These are neap tides, and occur every two weeks, when the moon is in its 1/4 and 3/4 phases (Figure 3.5.7).
Figure 3.5.6 Neap tides are created during 1/4 and 3/4 moons when the Earth, sun and moon are perpendicular to each other. The solar and lunar tides cancel each other out, resulting in a small tidal range (PW).Figure 3.5.7 30 days of tidal data from Bridgeport, CT, USA, showing spring and neap tidal ranges (Modified by PW from Cody Logan (clpo13), Public Domain via Wikimedia Commons).
